Legal Risk and Compliance Officer

Company: Options Group
Apply for the Legal Risk and Compliance Officer
Location: London
Job Description:

Job Description: Compliance Officer (1-Year Fixed Contract) Start Date: June or July 2025

We are seeking an experienced Compliance Officer to join a dynamic hedge fund on a fixed 1-year contract with the potential for a permanent extension. This is not a freelance role, and the position is intended to offer a long-term career opportunity for the right individual.

Key Responsibilities:Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.Assist in preparing and submitting regulatory filings as required by local and international authorities.Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.

Qualifications & Requirements:~4-8 years of experience in a compliance role.~ Prior experience in a hedge fund environment is essential.~ Knowledge of MiFID II regulations.~ Experience and knowledge of equities products.

If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!…

Posted: April 24th, 2025