Compliance Officer

Company: Options Group
Apply for the Compliance Officer
Location: London
Job Description:

Job Description: Compliance Officer

Start Date: June or July 2025

We are seeking an experienced Compliance Officer to join a dynamic hedge fund.

Key Responsibilities:

  • Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.
  • Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
  • Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
  • Oversee the review and approval of trading activities and ensure they comply with internal guidelines and regulatory standards.
  • Work closely with external regulators and auditors, responding to inquiries and addressing any compliance concerns.
  • Assist in preparing and submitting regulatory filings as required by local and international authorities.
  • Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.

Qualifications & Requirements:

  • 4-8 years of experience in a compliance role.
  • Prior experience in a hedge fund environment is essential.
  • Knowledge of MiFID II regulations.
  • Experience and knowledge of equities products.

If you meet the above qualifications and are looking for an exciting opportunity within a leading hedge fund, we encourage you to apply!

Posted: April 24th, 2025